CONNECT

Address:

1407 Broadway, Suite 2204
New York, NY 10018

Phone:

(212) 548-6450

Fax/Other:

(646) 514-3884

FAQs

Firm Background & Ownership

When was the firm founded? 

What is the firm's organizational structure? 

What is the firm's ownership structure? 

What is the firm's stated mission?

Is the firm registered under the 1940 Act of the Securities and Exchange Commission? 

 

Services

Financial planning

Wealth transfer planning

Foundation and philanthropic planning

Investment management

Tax planning and tax compliance

Bill paying and cashflow management

What are your areas of greatest strength when providing wealth advisory services?

What aspects of your business distinguish you from your competitors?

Do you work with outside investment consultants to enhance your research?

 

Client Relationships

How many family relationships does your wealth advisory business have?

What is the distribution of clients by type (business owners, wealth owners, wealth inheritors, foundation, etc)?

 

Pricing and Fees

Do you have a published fee schedule?

Is there a minimum account size or minimum fee required?

How does the fee structure differ for different client types?

Do you offer any performance-based fees as an alternative to basis points?  

 

Securities offered through National Securities Corporation (NSC), Member FINRA/SIPC. Advisory Services offered through National Asset Management, Inc. (NAM) a Registered Investment Advisor with the SEC and affiliate of National Securities Corp. Insurance products offered through National Insurance Corporation (NIC). Hyperion Wealth Advisors is not affiliated NSC, NAM, or NIC.

This site is for informational and educational purposes only. This is not a solicitation or offer to sell any security. This information is not intended to be used as the primary basis for investment decisions, nor should it be construed as advice designed to meet the particular needs of the individual investor. Decisions you make based on information contained in this site are your sole responsibility. Securities involve risk. Investment returns and principal values will fluctuate so that when redeemed they may be worth more or less than the original cost. 

PLEASE NOTE: This website contains hyperlinks to other websites that are not associated with this site. Such unassociated websites may contain links to other unassociated sites as well. These links are provided as a convenience to you and to assist you in your search for information. We make no endorsement, express or implied, about any of these linked sites, are not responsible for materials posted or activities that occur on such linked sites, and do not review (1) content or advertisements posted on or (2) activities occurring on these linked sites. If you decide to link to any unassociated website, it is at your own risk. Because we are not associated with these linked websites, you should direct any concerns or problems you might have with any such site to that site's administrator or webmaster.

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck